Scenario modeling

Fundraising scenario modeling

Scenario modeling means running several credible versions of the same round — different amounts, valuations, pool sizes and conversion assumptions — against one accurate base cap table, then comparing the ownership outcomes. The point is not to predict the round; it is to know which terms you can concede cheaply and which ones you cannot.

What to vary

  • Amount raised

    Realistic range to test
    The ask, and the ask minus 30%
    What it reveals
    How much runway each point of ownership buys
  • Pre-money valuation

    Realistic range to test
    Your number and the investor's
    What it reveals
    The true cost of the valuation gap
  • Pool increase

    Realistic range to test
    None, target, and target plus a refresh
    What it reveals
    How much of the round the pool absorbs
  • Pool treatment

    Realistic range to test
    Pre-money vs post-money
    What it reveals
    Who actually funds hiring
  • Convertibles

    Realistic range to test
    Cap vs discount, one instrument vs all
    What it reveals
    Whether existing SAFEs dominate the outcome

A disciplined process

  1. 1Fix the base: a fully diluted cap table reconciled to signed documents.
  2. 2Define three or four scenarios only. More than that and no one compares them.
  3. 3Hold everything constant except the variable under test.
  4. 4Record the founder, employee-pool and investor percentages for each scenario.
  5. 5Identify the terms with the largest ownership swing and negotiate those first.

Common modelling errors

  • Modelling on outstanding rather than fully diluted shares.
  • Applying both a cap and a discount to the same SAFE.
  • Placing the pool increase after the money when the term sheet places it before.
  • Copying last quarter's cap table instead of the current one.
  • Presenting a single scenario, which removes the ability to trade terms.

Prepared by Perseids for general information. It is not legal, tax or investment advice — confirm your specific situation with your advisers.

Frequently asked questions

How many scenarios should I model?
Three or four. A base case, the investor's proposal, and one or two variations on the terms you most want to change. Beyond that, comparison breaks down.
Can I model scenarios in a spreadsheet?
You can, and many founders do. The difficulty is keeping the base cap table in sync: once options, transfers and convertibles move, spreadsheet scenarios quietly model a company that no longer exists.

Put this into practice with Perseids.

Model your next round in Perseids

Related