Fundraising

How SAFE conversion works

A SAFE converts into shares at the next priced round, at whichever price is lower: the price implied by its valuation cap, or the round price reduced by its discount. The lower price means more shares for the holder. Everything else — how many SAFEs are outstanding, whether they are pre- or post-money, whether the pool is refreshed in the same round — determines how much of the company they take in total.

Prepared by Perseids · Published · Updated

The conversion arithmetic

  1. 1Round price = round pre-money valuation ÷ fully diluted shares before conversion.
  2. 2Discounted price = round price × (1 − discount).
  3. 3Cap price = valuation cap ÷ fully diluted shares before conversion.
  4. 4Conversion price = the lower of the discounted price and the cap price.
  5. 5SAFE shares = SAFE amount ÷ conversion price.

Worked example

A £500,000 SAFE has a £5m cap and a 20% discount. The round is priced at a £16m pre-money over 9,000,000 shares, so the round price is £1.778 and the discounted price £1.422. The cap price is £5m ÷ 9,000,000 = £0.556. The cap wins: the SAFE converts into about 900,000 shares — roughly 9.1% of the company before the new investor's shares are issued.

Pre-money vs post-money SAFEs

  • Pre-money SAFE

    What is fixed
    The cap only
    Who absorbs later SAFEs
    SAFE holders dilute each other
  • Post-money SAFE

    What is fixed
    The holder's percentage at conversion
    Who absorbs later SAFEs
    Founders absorb every additional SAFE

Post-money SAFEs are the more common modern form and the more expensive one for founders when several are issued. Three post-money SAFEs at 8% each are 24% of the company before a priced round happens at all.

Prepared by Perseids for general information. It is not legal, tax or investment advice — confirm your specific situation with your advisers.

Frequently asked questions

Can both the cap and discount apply?
No. A standard SAFE applies whichever produces the better outcome for the holder — the lower conversion price — not both together.
What happens if there is no priced round?
The SAFE sits outstanding until a conversion event defined in the document, typically a priced round, a liquidity event or dissolution. Terms vary; read the specific instrument.
Do SAFEs accrue interest?
SAFEs generally do not. Convertible notes usually do, and that interest converts into additional shares.

Put this into practice with Perseids.

Model SAFE conversion on your cap table

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