Employee equity

Employee stock options and fully diluted ownership

An option grant means little as a raw number of shares. It only becomes meaningful as a percentage of the fully diluted total — including the unissued option pool — together with the exercise price and the vesting schedule. Those four figures are what an employee needs, and what a company should be able to produce without a spreadsheet exercise.

Prepared by Perseids · Published · Updated

The four numbers that matter

  • Number of options granted.
  • Fully diluted share count on the grant date, so the percentage is real.
  • Exercise (strike) price.
  • Vesting schedule, including cliff and any acceleration.

Why the percentage falls over time

Every later round, pool increase and conversion grows the denominator, so a grant's percentage declines even though the number of options does not change. That is normal dilution, not a mistake. What matters is whether the value of the smaller percentage grew.

Vested is not the same as owned

  • Granted

    Meaning
    Options allocated to the holder, subject to vesting
  • Vested

    Meaning
    Options the holder is entitled to exercise
  • Exercised

    Meaning
    Options converted into actual shares, on payment of the exercise price
  • Lapsed

    Meaning
    Options lost, typically after leaving or expiry, returning to the pool

What employees should be able to see

Their own grant, vesting progress, exercised amount and current fully diluted percentage — without seeing anyone else's position. Perseids provides that as a self-serve employee view over the same ledger the company maintains.

Prepared by Perseids for general information. It is not legal, tax or investment advice — confirm your specific situation with your advisers.

Frequently asked questions

Do unvested options count in fully diluted ownership?
Yes. Fully diluted is a maximum-dilution basis, so both vested and unvested granted options are included, along with the unissued pool.

Put this into practice with Perseids.

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